| LAB APPLICATION DOCUMENTS | |||
| COMPANY/CORPORATE | NOTE | ||
| Certificate of Incorporation | LEI is needed only in clients under ASIC. (20 Digits) | ||
| Article of Association | For ASIC clients (alternative: ASIC Abstract) , Memorandum | ||
| The List of members/directors/shareholders | (If they own more than 25%) need to provide proof of ID and proof of address documents also. | Share's percentage can be found in the Lab Application Form and Article of Association otherwise you'll need to confim this with the client. | |
| Proof of ID and Proof of address documents | If Sole Director: No Need to provide POI and POR for all members/directors/shareholders. | ||
| LEI Number | http://lei-search.lei-worldwide.com/ | ← Check LEI here | |
| https://www.leicodeaustralia.com/leicert/ | |||
| TRUST ACCOUNT | |||
| Corporate | NOTE: If the Trustee is an Individual only the documents below are needed. | ||
| Certificate of Incorporation | |||
| Article of Association | proof of ID | ||
| The List of members/directors/shareholders | proof of address documents | ||
| proof of ID | TRUST Deed | ||
| proof of address documents | |||
| TRUST Deed | |||
| Note: For Corporate LEI is NEEDED under ASIC. For Individual, NO NEED to ask for LEI even if client is under ASIC/VFSC. | |||
| JOINT ACCOUNT | NOTE | ||
| Photo IDs | For both parties | NO NEED to ask for LEI even if client is under ASIC/VFSC. | |
| Proo of Address | |||
| SUPERANNUATION | NOTE | ||
| Full Copy of Trust deed | |||
| ID and Address documents | |||
| If Company is the trustee (required) | |||
| ASIC extract | |||
| certificate of incorporation | |||
LAB APP Docs Print
Modified on: Wed, 10 Aug, 2022 at 4:28 PM
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